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Compliance Analyst

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We are seeking an experienced Compliance Analyst. This is a full-time hybrid role as a Compliance Analyst for Patten Training. The role is located in The Woodlands, TX but allows some work from home. The Compliance Analyst will be responsible for supporting the compliance officers for clients of Patten Training, providing support to ensure that the client company adheres to all applicable laws and regulations. This includes supporting the development and implementation of compliance programs, audit reviews, and managing the compliance calendar of client firms. The role requires collaboration with various departments to identify potential compliance risks and take corrective actions.

• Compliance Support and Regulatory Compliance skills
• Analytical Skills and Legal Compliance skills
• Finance knowledge and experience
• Strong attention to detail and problem-solving abilities
• Excellent written and verbal communication skills
• Proficient in Microsoft Office applications
• Ability to work independently and in a team environment
• Current SIE and Series 7 Registrations or ability to obtain them within first 90 days of employment

Competative